Compliance Associate
About the Job JCW is partnering with an Alternative Investment Management firm who is looking to bring on a new Compliance Associate to their team.
Role Responsibilities Assist with the firms Testing and Monitoring program.
Reviewing Compliance policies and procedures alongside Senior Compliance team memebers.
Documenting Testing findings and presenting the findings to relevant team members.
Qualifications 3
years of Compliance or Audit experience.
Experience with relevant regulators including the SEC, CFTC and FINRA.
Recommended Skills Auditing Investments Regulatory Compliance Financial Industry Regulatory Authorities Estimated Salary: $20 to $28 per hour based on qualifications.
Role Responsibilities Assist with the firms Testing and Monitoring program.
Reviewing Compliance policies and procedures alongside Senior Compliance team memebers.
Documenting Testing findings and presenting the findings to relevant team members.
Qualifications 3
years of Compliance or Audit experience.
Experience with relevant regulators including the SEC, CFTC and FINRA.
Recommended Skills Auditing Investments Regulatory Compliance Financial Industry Regulatory Authorities Estimated Salary: $20 to $28 per hour based on qualifications.
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